Why Was the Phrase Shaken-Baby Syndrome Coined?

The phrase “Shaken Baby Syndrome” (SBS) emerged from a specific medical need to identify a pattern of severe, non-accidental head injury in infants that lacked visible external trauma. This terminology was coined to draw a direct line between the mechanism of violent shaking—a form of child abuse—and the unique, life-threatening internal injuries observed in young children. The name provided a clear, diagnostic label that distinguished this type of inflicted injury from accidental trauma or general child neglect.

Documenting Infant Trauma Before the Label

The medical community began documenting suspicious injuries in children well before the term “Shaken Baby Syndrome” was created. As early as 1946, Dr. John Caffey, a pediatric radiologist, published a paper describing a recurring pattern of chronic subdural hematomas, which are collections of blood on the surface of the brain, combined with unexplained multiple long-bone fractures in infants. While he suspected parental abuse, the medical world was slow to accept that caregivers could inflict such harm.

A major shift occurred in 1962 when Dr. C. Henry Kempe and his colleagues introduced the concept of “The Battered Child Syndrome.” This paper alerted physicians to the widespread problem of child abuse and provided a framework for recognizing physical abuse through clinical and radiological findings. They often noted a discrepancy between the injury’s severity and the history provided by the parents.

“Battered Child Syndrome” was a broad category encompassing various forms of inflicted trauma, including blunt force impact and neglect. It did not specifically isolate the unique mechanism of injury caused by violent shaking without impact. This broader definition highlighted the need for a more specialized term to describe head trauma without obvious external wounds.

The Medical Context for Coining the Phrase

The specific phrase was coined to address a puzzling observation: infants arriving at hospitals with severe brain injuries but no external signs of a blow to the head. The concept was first addressed in 1971 by British neurosurgeon Dr. Norman Guthkelch, who published a paper linking subdural hematomas in infants to “whiplash injury” caused by shaking. He hypothesized that the violent back-and-forth motion was tearing the delicate bridging veins in the subdural space, causing bleeding in the absence of a direct impact.

The terminology was formally established in 1974 by Dr. John Caffey, who coined the phrase “whiplash shaken infant syndrome.” Caffey’s work expanded on Guthkelch’s hypothesis by linking the shaking mechanism to a specific set of clinical findings. He theorized that the rapid acceleration and deceleration forces during violent shaking were responsible for a distinct pattern of internal injuries. This precise term identified the unique biomechanical cause—shaking—differentiating it from the general blunt trauma covered by “Battered Child Syndrome.” The phrase “Shaken Baby Syndrome” was later popularized as a concise way to describe this non-impact head trauma.

Defining the Core Injury Pattern

The phrase “Shaken Baby Syndrome” was intended to describe a specific pattern of injuries resulting from the unique physics of violent shaking, commonly referred to as the “Triad” of findings. The three components of the triad are subdural hematoma, retinal hemorrhages, and encephalopathy. Subdural hematoma is bleeding on the surface of the brain caused by the tearing of bridging veins as the brain rotates within the skull during shaking.

Retinal hemorrhages, which are bleeds in the retina, are highly associated with this pattern of abuse. These hemorrhages are thought to be caused by rapid pressure changes and mechanical stresses on the eye’s delicate blood vessels during the violent movement. Encephalopathy, or brain swelling and injury, results from the trauma and subsequent lack of oxygen to the brain tissue. These internal injuries are particularly devastating in infants because their heads are disproportionately large compared to their weak neck muscles, making them highly susceptible to the acceleration-deceleration forces of shaking.

The Shift to Abusive Head Trauma

Over time, the medical terminology evolved to the broader term “Abusive Head Trauma” (AHT) to replace or encompass Shaken Baby Syndrome. This shift, formally recommended by organizations like the American Academy of Pediatrics in 2009, was driven by a more comprehensive understanding of the injury mechanisms. The original term “shaken” suggested that the injury resulted solely from shaking without impact, which became a point of scientific and legal controversy.

The new term, Abusive Head Trauma, recognizes that the injuries often result from a combination of shaking and blunt force impact, such as throwing the child down after shaking. AHT acts as an umbrella term that includes all inflicted injuries to the head, regardless of whether the mechanism was shaking, impact, or both. This change provided a more comprehensive and legally defensible diagnostic label that focuses on the abusive nature of the injury rather than isolating a single mechanism.