Why Do Potholes Happen? The Science Behind the Process

Potholes are depressions that form in paved road surfaces, causing annoyance and expense for drivers and municipalities. These common road defects represent a mechanical failure of the pavement structure, resulting from a precise, three-part sequence involving environmental forces and the constant stress of vehicle traffic. The process begins with water breaching the road’s surface and concludes with the physical destruction of the asphalt layer.

Water Infiltration: The Starting Point

Pothole formation begins when water penetrates the asphalt layer, marking the initial failure point of the road structure. Asphalt pavement is not waterproof; microscopic cracks, joints, and air voids allow surface water to seep into the underlying materials. Once past the surface layer, this moisture infiltrates the sub-base, the foundational layer of aggregate and soil that supports the road.

The presence of water weakens this sub-base dramatically by compromising the cohesive bonds of the material. In asphalt mixtures, water can strip the binder from the aggregate, reducing the stiffness and compressive strength of the road materials. This saturated, weakened foundation can no longer provide adequate support for the pavement above it.

The Destructive Freeze-Thaw Mechanism

In climates where temperatures fluctuate around the freezing point, trapped water initiates the freeze-thaw cycle. Water is unique because its volume expands by approximately 9% when it converts to ice. When this expansion occurs beneath the pavement, it exerts immense pressure against the surrounding road materials. This internal force, known as frost heave, pushes the asphalt upward, creating microscopic cracks and separating the surface layer from the weakened base below.

As temperatures rise, the ice melts, leaving a void within the pavement structure where the expanded ice once was. The repeated cycles of freezing and thawing progressively widen these cracks and voids, leaving the pavement fractured and unsupported from beneath.

Collapse Under Vehicle Load

The final stage of pothole formation occurs when the compromised pavement encounters the stress of traffic. Although the pavement surface may appear intact, the underlying material is fractured and hollowed out from freeze-thaw events. When a vehicle drives over this weakened section, the weight of the tires applies a concentrated load to the brittle surface. The asphalt surface, no longer supported by a solid foundation, deflects and flexes under this pressure.

Eventually, the material reaches its fatigue limit and breaks apart at the edges of the underlying void. Continued traffic then ejects the broken chunks of asphalt and underlying material, displacing them from the road. This displacement creates the visible, open hole recognized as a pothole.