What Type of Stroke Causes Dysphagia?

A stroke occurs when blood flow to a part of the brain is interrupted, causing brain cells to die. This interruption leads to neurological deficits, including difficulties with movement, speech, and sensation. A particularly serious and frequent complication is the impairment of swallowing function. Understanding which type of stroke is most likely to produce this issue is important for patient care and early intervention.

Defining Post-Stroke Dysphagia

Dysphagia is the medical term for difficulty swallowing, which can involve problems moving food from the mouth to the throat, or from the throat down the esophagus. Estimates suggest it affects between 40% and 78% of acute stroke survivors.

The signs of a swallowing problem can be subtle, including a sensation of food or liquid getting stuck. Observable symptoms often involve coughing or throat clearing during or immediately after eating or drinking. A change in the sound of the patient’s voice to a wet or gurgly quality after swallowing is also a significant indicator.

The Neurological Control of Swallowing

Swallowing requires the rapid and coordinated action of over 50 pairs of muscles, controlled by a complex network spanning the brain. The voluntary initiation of a swallow begins in the cerebral cortex, specifically involving the motor and pre-motor areas.

The most automatic and critical part of the swallowing process, the pharyngeal phase, is governed by the Central Pattern Generator (CPG). This CPG is located primarily within the medulla oblongata, a part of the brainstem. The medulla contains the nuclei for several cranial nerves—specifically the trigeminal (V), facial (VII), glossopharyngeal (IX), vagus (X), and hypoglossal (XII)—that directly control the muscles of the tongue, pharynx, and larynx required for safe swallowing.

Sensory information from the throat, which helps trigger the swallow reflex, is carried to the brainstem by nerves like the vagus and glossopharyngeal, terminating in the nucleus tractus solitarius (NTS). The CPG uses this sensory input to organize the precise sequence of muscle contractions, including the closure of the airway, that pushes the food bolus down and prevents aspiration. Damage to this small but dense region of the brainstem, where both the motor and sensory control centers are located, can severely disrupt the entire swallow sequence.

Identifying High-Risk Stroke Locations

The type of stroke most strongly associated with severe and persistent dysphagia is a brainstem stroke, particularly those affecting the medulla oblongata. Strokes in this area are typically caused by blockages in the posterior circulation, involving the vertebral arteries or the posterior inferior cerebellar artery (PICA). A stroke in the brainstem directly damages the Central Pattern Generator (CPG) and the cranial nerve nuclei that execute the swallowing commands.

One specific example is Lateral Medullary Syndrome, also called Wallenberg Syndrome, which results from an infarct in the lateral part of the medulla. This syndrome commonly causes profound dysphagia because the lesion often destroys the nucleus ambiguus, which contains the motor neurons for the vagus nerve (Cranial Nerve X). The resulting paralysis or weakness of the pharynx, larynx, and soft palate makes safe swallowing virtually impossible in the acute phase.

While a brainstem stroke causes the most severe impairment, strokes affecting the cerebral cortex can also cause dysphagia, especially if they are large or involve both hemispheres. The initiation of the swallow is impaired when the motor and pre-motor areas are affected. Dysphagia caused by unilateral cortical strokes often resolves more quickly than that resulting from brainstem injury, due to the brain’s ability to compensate. Strokes that damage the cortex on both sides of the brain can also lead to long-lasting and severe swallowing difficulties.

Immediate Health Consequences

Poorly managed post-stroke dysphagia carries several health risks. The most significant danger is aspiration, which occurs when food, liquid, or saliva enters the airway and travels toward the lungs instead of the stomach.

When this foreign material enters the lungs, it can lead to aspiration pneumonia, a severe lung infection. Patients with dysphagia face a risk of pneumonia that is three to four times higher than those without swallowing difficulty. This risk is particularly high in cases of “silent aspiration,” where the patient does not cough or show outward signs when material enters the airway due to a loss of sensation.

Dysphagia also leads to dehydration and malnutrition because patients struggle to safely consume adequate amounts of food and liquid. These complications can increase the length of the hospital stay and negatively affect the overall prognosis and recovery from the stroke event. Therefore, immediate screening and management of swallowing function are critical steps following any stroke.