What Is a Sphincter? Types, Function, and Common Problems

A sphincter is a ring-shaped muscle that surrounds and guards a natural passage or opening within the body. These muscular structures function as biological valves, regulating the flow of substances like food, fluids, or waste products. Their coordinated action controls the movement of materials between organs and prevents the backward flow of contents. The human body contains more than 60 different sphincters, whose actions are responsible for processes such as digestion, waste elimination, and the regulation of blood flow.

Defining the Sphincter

A sphincter consists of muscle fibers arranged circularly around a tube or orifice. These fibers can be composed of either smooth muscle or skeletal muscle tissue, depending on their location and function. When the fibers contract, the ring tightens, constricting the passage and halting the movement of material. Conversely, relaxation allows the passage to dilate and open, permitting substances to flow through. Many sphincters remain actively closed in their resting state until a physiological signal prompts them to relax and open.

Classification by Control Mechanism

Sphincters are categorized based on how the nervous system controls their muscle activity: involuntary or voluntary. Involuntary sphincters are composed of smooth muscle and regulated by the autonomic nervous system, meaning their actions occur automatically without conscious thought. These sphincters are found deep within the body, governing the routine functions of internal organs. Voluntary sphincters are composed of skeletal muscle and controlled by the somatic nervous system, allowing for conscious management of contraction and relaxation. Many orifices leading to the external environment are protected by a pair of sphincters—one involuntary and one voluntary—offering continuous regulation and a final conscious override.

Major Sphincters in Human Physiology

The gastrointestinal tract is lined with several sphincters that ensure the one-way progression of food and prevent reflux. The Upper Esophageal Sphincter (UES) controls the entry of food from the pharynx into the esophagus and prevents air from entering the stomach. The Lower Esophageal Sphincter (LES), sometimes called the cardiac sphincter, separates the esophagus from the stomach and prevents acidic stomach contents from backing up into the esophagus.

The Pyloric Sphincter is positioned between the stomach and the duodenum, regulating the release of partially digested food (chyme) into the intestine in small amounts. The Ileocecal Sphincter limits the backflow of colonic material where the small intestine meets the large intestine.

In the urinary system, two urethral sphincters control the flow of urine from the bladder. The internal urethral sphincter is an involuntary muscle that keeps the bladder closed. The external urethral sphincter is a voluntary muscle that allows for conscious control over urination. Similarly, the anal sphincters control the exit of waste, consisting of an inner involuntary sphincter and an outer voluntary sphincter working together to maintain continence.

Common Conditions Related to Sphincter Dysfunction

When a sphincter fails to function correctly, the consequence depends on whether it fails to close or fails to open fully. A failure to close properly results in the leakage or backflow of contents. Gastroesophageal Reflux Disease (GERD) is a disorder caused by the weakness of the Lower Esophageal Sphincter, which allows stomach acid to flow back into the esophageal lining. Weakness or damage to the external anal or urethral sphincters can lead to fecal or urinary incontinence (the involuntary loss of gas or waste). Damage can occur due to factors like physical trauma, aging, or nerve conditions.

Conversely, a sphincter that fails to open or is overly contracted can obstruct the natural flow of material. Pyloric stenosis, which primarily affects infants, is a condition where the pyloric sphincter thickens and narrows, preventing chyme from passing into the small intestine. Issues with the Sphincter of Oddi, which controls the release of bile and pancreatic juices into the small intestine, can cause a painful backup of these digestive fluids, leading to inflammation and abdominal pain.