What Contributes to Antigenic Shift in Influenza Viruses?

Antigenic shift is a sudden change in the Influenza A virus, the primary cause of major human pandemics. This phenomenon involves an abrupt alteration in the virus’s two surface proteins, Hemagglutinin (HA) and Neuraminidase (NA), which are the targets of the body’s immune response. A change of this magnitude allows the new viral strain to completely bypass existing immunity in the human population, creating conditions for widespread, severe outbreaks. The mechanics rely on the unique structure of the virus and the biology of certain intermediate hosts.

The Segmented RNA Genome

The foundation for antigenic shift lies in the structure of the Influenza A virus’s genetic material. Unlike many other viruses that possess a single, continuous strand of genetic code, the influenza genome is composed of eight separate pieces of single-stranded RNA. These eight distinct segments each encode specific viral proteins necessary for replication and structure. This segmentation is a necessary prerequisite for the virus to undergo a sudden change in its surface structure. The unique separation of the genetic code allows for a process of gene-swapping that is central to the emergence of novel pandemic strains.

The Mechanism of Genetic Reassortment

Genetic reassortment is the swapping of entire gene segments between different viral strains, causing antigenic shift. This mechanism begins when a single host cell is simultaneously infected by two distinct influenza A viruses, such as a human-adapted strain and an avian strain. Once inside the cell, their eight RNA segments migrate to the nucleus for replication. During the assembly of new viral particles, the cell’s machinery indiscriminately packages any eight segments it encounters into the new viral envelope, resulting in random mixing. The resulting hybrid virus may receive a surface protein gene, like Hemagglutinin, from the avian virus while retaining the genes necessary for human-to-human transmission from the human strain, creating a novel viral subtype that leads directly to an antigenic shift.

The Role of Intermediate Host Co-infection

For genetic reassortment to occur, two different influenza strains must infect the exact same cell simultaneously, a situation rare in humans. This requirement highlights the importance of an intermediate host. Wild aquatic birds are the natural reservoir for the greatest diversity of influenza A viruses. Pigs are the primary intermediate hosts because their respiratory tract cells possess receptor molecules for both avian-adapted and human-adapted influenza strains. Since pigs have both types of receptors (alpha-2,3 for avian and alpha-2,6 for human) on the cells lining their trachea, they provide the cellular environment necessary for the two different genetic sets to meet, mix, and undergo the reassortment that produces a potentially pandemic strain.

Antigenic Shift Versus Antigenic Drift

Antigenic shift differs significantly from the more common process of antigenic drift. Antigenic drift is a gradual accumulation of genetic changes in the HA and NA genes as the virus replicates. These minor alterations occur constantly, requiring the seasonal influenza vaccine to be updated annually to keep pace with evolving strains. Antigenic shift, by contrast, is an abrupt, major change resulting from the gene segment-swapping of reassortment. This process introduces a new subtype of surface proteins into the human population, enabling global pandemics by resulting in a population with no pre-existing immunity.