Causes and Risk Factors of Neonatal Death: A Global View

Neonatal death is the passing of a newborn infant within the first 28 days of life. This neonatal phase is the most vulnerable time for child survival, accounting for nearly half of all deaths in children under five years old. The period is categorized into the early stage (the first seven days) and the late stage (days eight through 28). The immense scale of this issue establishes neonatal mortality as a major public health challenge, with millions of lives lost annually. Effective prevention requires understanding the specific medical conditions and underlying social circumstances contributing to these losses.

Primary Medical Causes

Complications from preterm birth (delivery before 37 weeks of gestation) are the single largest cause of neonatal death globally. These infants face immediate challenges due to immature organ systems. Respiratory Distress Syndrome (RDS) is a common, life-threatening condition caused by a deficiency of pulmonary surfactant. Surfactant is a complex substance needed to reduce surface tension in the lungs, preventing the small air sacs from collapsing after each breath. The incidence and severity of RDS are inversely related to gestational age. Other complications of prematurity include Necrotizing Enterocolitis and Intraventricular Hemorrhage.

Neonatal infections, such as sepsis, meningitis, and pneumonia, are major contributors to mortality, especially in the later neonatal period. Neonatal sepsis is a systemic infection that progresses rapidly due to the newborn’s underdeveloped immune system. Infections are categorized as early-onset (acquired from the mother) or late-onset (acquired from the environment). Common pathogens for early-onset sepsis include Group B Streptococcus and Escherichia coli. These infections can lead to shock and organ failure, and their non-specific symptoms make early diagnosis difficult. Approximately one-quarter of neonatal deaths globally are linked to infections.

Intrapartum-related complications, known as birth asphyxia, occur when the newborn lacks oxygen during labor and delivery. This intrauterine hypoxia can damage vital organs, causing significant early neonatal mortality. The risk is concentrated in low-resource settings lacking access to skilled care for managing labor complications.

Congenital anomalies, or serious birth defects, constitute another cause of death. These structural or functional anomalies occur during intrauterine development. The most common severe anomalies contributing to neonatal mortality include congenital heart defects and neural tube defects.

Maternal and Socioeconomic Risk Factors

Predisposing conditions separate from immediate medical causes increase a newborn’s vulnerability. A mother’s health status during pregnancy is a primary factor. Conditions like moderate or severe maternal anemia, often resulting from iron or folate deficiencies, pose a substantial risk and can nearly double the odds of neonatal mortality. Maternal undernutrition and chronic conditions, such as hypertension or diabetes, also elevate the risk of adverse outcomes like preterm delivery and low birth weight. Untreated infections like HIV and syphilis can be transmitted during pregnancy, leading to severe illness and death. This link underscores the importance of comprehensive prenatal care.

Socioeconomic determinants create the environmental context for poor health outcomes. Poverty is a pervasive factor, limiting access to nutritious food, clean water, and adequate housing. Infants born to mothers in the poorest wealth quintiles face a significantly higher mortality risk. Low maternal education is associated with higher neonatal death rates, often due to delayed health-seeking behavior and lower utilization of health services. Poor sanitation and hygiene increase the newborn’s exposure to pathogens, which can lead to life-threatening infections.

Maternal age and the spacing of pregnancies also contribute to the risk profile. Pregnancies in mothers who are very young (under 19) or older (over 40) are associated with elevated risks of early neonatal death. The interpregnancy interval is also a factor in neonatal survival. Extremely short birth spacing (less than six months between pregnancies) is associated with increased risk of preterm birth and early neonatal death. Conversely, very long intervals (over five years) can also increase the risk.

Global Mortality Trends and Disparities

Neonatal mortality is measured using the Neonatal Mortality Rate (NMR), defined as the number of deaths of infants under 28 days of age per 1,000 live births. Globally, the NMR was 17 deaths per 1,000 live births in 2023, representing about 2.3 million deaths annually. This persistent challenge means nearly half of all deaths in children under five occur in the neonatal period.

Over 99% of these deaths occur in low- and middle-income countries, demonstrating a vast disparity gap. A child born in Sub-Saharan Africa is over ten times more likely to die in the first month of life than a child born in a high-income setting. The geographical concentration is striking, with Sub-Saharan Africa and South Asia accounting for the largest burden. In 2023, the NMR was 26 per 1,000 live births in Sub-Saharan Africa and 22 per 1,000 live births in South Asia.

The rate of reduction for neonatal deaths has lagged behind that for older children, causing the proportion of under-five deaths that are neonatal to increase. Progress is tracked through global frameworks like the Every Newborn Action Plan (ENAP). ENAP aims for all countries to reach an NMR of 12 or fewer deaths per 1,000 live births by 2030.

Essential Public Health Strategies

Reducing neonatal deaths requires improving the quality of care across the continuum of pregnancy, birth, and the postnatal period. Quality Antenatal Care (ANC) provides a platform for screening and prevention. Interventions delivered during ANC, such as iron and folic acid supplementation, reduce the risk of low birth weight and neonatal mortality. Routine ANC monitors and manages maternal conditions like hypertension and infections such as syphilis. The provision of tetanus vaccines and antenatal corticosteroids for mothers at risk of preterm labor also improves newborn outcomes.

A second strategy involves ensuring every delivery is attended by a Skilled Birth Attendant (SBA), such as a trained midwife, nurse, or doctor. SBAs are proficient in managing normal deliveries and are trained to recognize and manage life-threatening complications like birth asphyxia or hemorrhage. Their presence prevents the majority of deaths that occur during the intrapartum period.

Postnatal care focuses on high-impact interventions immediately after birth for vulnerable newborns. Key practices include thermal protection, achieved by drying the baby and placing them skin-to-skin with the mother to prevent heat loss. Early initiation of breastfeeding, ideally within the first hour of life, provides immunity and essential nutrients.

Kangaroo Mother Care (KMC) is an evidence-based strategy for managing low birth weight and premature infants. The KMC protocol involves three components: continuous skin-to-skin contact, exclusive breastfeeding, and timely discharge with careful follow-up. This method stabilizes the newborn’s heart rate and breathing, regulates body temperature, and significantly improves survival rates. KMC often acts as a replacement for incubators in resource-limited environments.