How to Perform a Tracheotomy: Procedure & Indications

A tracheotomy is a medical procedure involving the creation of an opening in the neck to access the trachea, or windpipe, to establish an airway. This procedure is performed only by highly trained medical professionals, such as surgeons or emergency physicians, typically within a sterile environment like an operating room or intensive care unit.

Defining the Tracheotomy Procedure

A tracheotomy is the surgical act of making an incision, while a tracheostomy refers to the resulting opening, or stoma, that remains after the procedure. This opening is created below the larynx, providing a direct route into the lower airway to bypass obstructions or facilitate long-term breathing support. The procedure generally involves accessing the trachea between the second and fourth tracheal rings, which are segments of cartilage that form the windpipe wall.

This procedure is distinct from a cricothyrotomy, which is performed higher up in the neck through the cricothyroid membrane. A cricothyrotomy is reserved for immediate, life-threatening emergencies when other methods of securing an airway have failed. The tracheotomy, by contrast, is a more deliberate, controlled procedure intended for longer-term airway management.

The resulting tracheostomy stoma allows for the insertion of a specialized tube, which directs air directly into the lungs. This stable airway is maintained for days, weeks, or months, depending on the patient’s condition and recovery timeline. The tube provides a more secure and comfortable alternative to prolonged translaryngeal intubation.

Clinical Necessity and Indications

The decision to perform a tracheotomy is based on the need for a secure airway that cannot be met by standard breathing tubes. One common reason is the anticipation of a prolonged requirement for mechanical ventilation, often exceeding 10 to 14 days. Patients unable to be weaned from a ventilator due to respiratory failure benefit from a tracheostomy, which often allows for less sedation and greater comfort.

A second major indication involves acute or anticipated upper airway obstruction. This obstruction may be caused by severe trauma to the face or neck, extensive swelling from infection or allergic reaction, or a tumor. When the upper airway is compromised, creating a lower airway opening is necessary to sustain life.

A third necessity arises when a patient is unable to manage their own respiratory secretions, often due to neurological damage or severe neuromuscular disease. Conditions that impair the ability to cough effectively lead to the pooling of secretions in the lungs. The tracheostomy tube provides direct access to the lower airway, allowing medical teams to perform invasive pulmonary hygiene, such as suctioning, to clear the secretions.

Overview of the Surgical Execution

A tracheotomy is typically performed in an operating room under general anesthesia or at the patient’s bedside in the intensive care unit (ICU) under local anesthesia and sedation. The patient is positioned with the neck slightly extended, often with a roll placed under the shoulders, to make the trachea more prominent and accessible. This careful positioning helps the surgeon accurately locate the anatomical landmarks.

The procedure uses one of two primary techniques: the surgical, or open, approach, or the percutaneous dilatational technique (PDT). The open surgical method involves making an incision in the neck to expose the trachea under direct visualization. The surgeon dissects through the tissue, avoiding structures like the thyroid gland and major blood vessels before incising the trachea, typically between the second and third rings.

The percutaneous technique is less invasive and utilizes a guidewire and a series of progressively larger dilators. The surgeon identifies the correct tracheal space, often guided by a bronchoscope for internal visualization. After a small skin incision, a needle and guidewire are inserted, and the tract is gradually widened until the tracheostomy tube can be placed. Both methods require precision to ensure the tube is securely positioned and to prevent damage.

Patient Care and Recovery

Immediate post-operative care focuses on stabilizing the new airway and monitoring for potential complications, such as bleeding, tube displacement, or air leaks. A chest X-ray is often performed shortly after the procedure to confirm the correct position of the tube and to rule out a pneumothorax, which is a serious complication. The patient’s vital signs and oxygen saturation are continuously monitored during this initial recovery phase.

Long-term management involves meticulous stoma care and tube maintenance to prevent infection and obstruction. Routine cleaning of the skin around the stoma is necessary, along with frequent suctioning to remove secretions the patient can no longer clear naturally. Because the tube bypasses the natural humidification and filtration provided by the nose and mouth, the patient requires supplemental humidification to prevent the drying and thickening of secretions.

As the patient recovers, efforts are made to transition toward communication and eventual decannulation. Speaking valves are one-way devices that attach to the tube, allowing air to enter through the stoma but forcing exhaled air up through the vocal cords, enabling the patient to speak. Decannulation is considered when the original medical need has resolved, the patient can breathe independently, and they are able to safely manage their own secretions.