How Are Potholes Formed? The Science of Freeze-Thaw

A pothole is a localized depression in a road surface, typically composed of asphalt, resulting from the structural failure of the underlying layers. This failure compromises the pavement’s integrity, creating a void that can damage vehicles and impede traffic flow. Pothole formation is a step-by-step deterioration driven primarily by environmental factors and mechanical stress.

The Role of Water and Existing Cracks

Pavement is not a perfectly sealed barrier, and pothole formation begins with the initial degradation of the road surface. Factors like weathering, temperature fluctuations, and vehicle stress lead to tiny, hairline fractures in the asphalt. These small defects, sometimes referred to as fatigue or alligator cracking, serve as entry points for moisture.

Rainwater and melted snow seep through these micro-cracks, penetrating the asphalt layer and flowing downward. This water accumulates in the granular material and soil beneath the road, known as the subgrade. Saturation of this supporting layer significantly weakens the road’s foundation by reducing its load-bearing capacity.

The Mechanics of Freeze-Thaw Heaving

The core mechanism is the cyclical nature of freezing and thawing. When the temperature drops below the freezing point, the water that has infiltrated the subgrade turns to ice. This change in state is accompanied by a significant volumetric expansion.

Water expands by approximately 9% when it freezes, exerting a physical force on the surrounding pavement structure. This expansion causes a phenomenon known as frost heave, pushing the asphalt layer upward and outward. The upward pressure creates a temporary bulge and a void or cavity directly beneath the surface layer.

When the temperature rises and the ice melts, the expanded water drains away, leaving behind a weakened, unsupported pocket. This cavity beneath the asphalt surface is structurally unsound. The repeated oscillation between freezing and thawing exponentially increases the damage, as each cycle allows more water to enter the enlarged cracks and further weakens the pavement structure.

Traffic Load and Material Removal

The final stage is the collapse of the unsupported asphalt shell under the strain of passing vehicles. Freeze-thaw cycles create a structurally deficient area—an asphalt bridge spanning a void—which can no longer handle its intended load. Heavy vehicles apply concentrated stress and vibration to this weakened spot.

When a tire passes over the unsupported section of asphalt, the downward pressure exceeds the material’s compromised strength. The pavement fractures and breaks apart into smaller pieces because there is no solid material beneath it to absorb the load. These broken fragments are then pulverized and ejected from the cavity by the continuous action of tires and the flow of water. This removal of material finalizes the process, creating the visible, open depression recognized as a pothole.